The company’s practice of moving brokerage clients’ uninvested cash into low-paying sweep accounts was under scrutiny.

Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.

The agency concluded its probe into the bank’s interest rate-related program. The bank still faces an investigation from a ...

The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's cash sweep program for advisory ...

While Wells Fargo and Merrill Lynch paid $60 million for a ‘cash sweep’ Securities and Exchange Commission violation in February, Morgan Stanley will see no penalty from the SEC over the firm ...

Morgan Stanley is among a long list of wealth managers facing questions about whether their handling of uninvested cash is ...

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...

Morgan Stanley Investment Management (MSIM) has introduced a new evergreen private equity fund aimed at expanding access to ...

Morgan Stanley will see no penalty from the Securities and Exchange Commission over the bank’s cash sweep program, the New York City-based lender disclosed Monday in its quarterly report.

May 6 (Reuters) - The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's (MS.N), opens new tab cash sweep program for advisory accounts and will not pursue ...

In what may be viewed as a pre-emptive move, Morgan Stanley raised its advisory sweep interest rate from 0.01% to roughly 2% as of August 1, 2024—joining other firms aiming to ease regulatory tensions ...