Since its inception in 2016, the Senior Managers and Certification Regime (SMCR) has served as a cornerstone of the UK’s financial services regulatory landscape, designed to enhance individual ...
Discover how the FSA evolved into the U.K.'s Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) and ...
The UK Financial Conduct Authority (FCA) and the Prudential Regulation Authority of the Bank of England (PRA) have each published a consultation paper in relation to proposed changes to the UK ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
(2) D&I data reporting (minimum obligations). We know that the NFM Rules apply to all Part 4A FSMA firms. The D&I data reporting (minimum obligations) also apply to all Part 4A FSMA firms, excluding ...
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PRA, FCA and Lloyd’s to speed up agent authorisation
The UK's Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA), and the Lloyd’s have agreed to streamline the regulatory approval process for Lloyd’s managing agents. The changes ...
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have joined to open up a “Scale Up Unit” with a mission to support regulated firms grow. The Chancellor of the Exchequer ...
The Financial Conduct Authority (FCA) and the Bank of England have outlined joint plans for the development of tokenisation ...
“Complicated as hell.” That is how I would summarise new proposed regulatory measures to boost “diversity and inclusion” (D&I) in financial services. In 2023, the Financial Conduct Authority (FCA) and ...
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