Advisors offer their opinions on the efficacy of the SEC Marketing Rule governing testimonials and advertisements.

B2i Digital to expand investor reach for issuers presenting at NIBA’s long-running capital markets forum At B2i ...

The Securities and Exchange Commission (SEC) is intensifying its scrutiny of registered investment advisors (RIAs) for violations of the Marketing Rule 206(4)-1 under the Investment Advisers Act, ...

Division of Examinations (" Examination Division ") released its 2026 Examination Priorities Report (the " Priorities Report "), the first issued under new Chairman Paul S. Atkins. 1 This annual ...

While digital marketing has continued to drive growth among RIA firms, the most successful efforts are those that cut across different channels, while still ignoring the noise and staying focused on ...

The US Securities and Exchange Commission (“SEC”) recently settled charges against five registered investment advisers for violations of Rule 206(4)-1 (“Marketing Rule”) under the Investment Advisers ...

Madhurita Sengupta will be driving investor centric brand building and digital first engagement across the JioBlackRock ...